Job Description
Join Raymond James as an Associate in Information Compliance Risk Management, focusing on privacy and regulatory assessments in a flexible work environment. Your analytical skills will drive compliance initiatives.
This Senior Associate role requires experience in compliance, risk management, or audit, ideally within financial services. You will be responsible for conducting monitoring activities, supporting regulatory changes, and maintaining accurate compliance documentation. Collaborating with teams across the firm, you will contribute to robust compliance frameworks and improve governance.
Key Responsibilities:
• Conduct monitoring and risk assessment activities
• Support regulatory change and obligations management
• Maintain a centralized inventory of regulatory controls
• Analyze compliance metrics and produce dashboards
• Assist with exam readiness and stakeholder coordination
Requirements:
• Bachelor’s degree or equivalent experience
• 2-5 years i...
This Senior Associate role requires experience in compliance, risk management, or audit, ideally within financial services. You will be responsible for conducting monitoring activities, supporting regulatory changes, and maintaining accurate compliance documentation. Collaborating with teams across the firm, you will contribute to robust compliance frameworks and improve governance.
Key Responsibilities:
• Conduct monitoring and risk assessment activities
• Support regulatory change and obligations management
• Maintain a centralized inventory of regulatory controls
• Analyze compliance metrics and produce dashboards
• Assist with exam readiness and stakeholder coordination
Requirements:
• Bachelor’s degree or equivalent experience
• 2-5 years i...
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