Job Description
Join CIRO as a Senior Membership Intake Examiner focusing on Business Conduct Compliance. Enjoy a hybrid work model while leveraging your compliance skills to analyze Dealer Member applications across Canada.
As a critical member of the Office of the Investor, you will work on verifying the accuracy of applications and transactions from Dealer Members. This role challenges you to lead transactions, ensure timely completion of internal reviews, and maintain high standards in compliance documentation. Your communication skills will be vital as you interact with various stakeholders, including C-suite executives.
Key Responsibilities:
• Conduct expert reviews of Dealer Member transactions
• Lead assigned files ensuring progress and deadlines
• Track MI-BCC analysis and support reporting needs
• Contribute to procedure updates for MI-BCC
• Collaborate on process improvements for efficiencies
Requirements:
• Bachelor's degree required
• Minimum 5 years in compl...
As a critical member of the Office of the Investor, you will work on verifying the accuracy of applications and transactions from Dealer Members. This role challenges you to lead transactions, ensure timely completion of internal reviews, and maintain high standards in compliance documentation. Your communication skills will be vital as you interact with various stakeholders, including C-suite executives.
Key Responsibilities:
• Conduct expert reviews of Dealer Member transactions
• Lead assigned files ensuring progress and deadlines
• Track MI-BCC analysis and support reporting needs
• Contribute to procedure updates for MI-BCC
• Collaborate on process improvements for efficiencies
Requirements:
• Bachelor's degree required
• Minimum 5 years in compl...
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