Securities Administrator

We are currently seeking a Securities Settlements Administrator to join our growing Settlements team under CI Investments wealth management operations sector. The successful candidate will be responsible to support day to day physical/OTC settlement including exchange traded security activities that are placed on behalf of our clients.

What You Will Do

• Respond to enquiries related to trade settlements, corporate actions, and entitlements such as discrepancies, delays, or failed transactions.
• Ensure all trades are settled in a timely manner and within regulatory guidelines (CNS and BTB).
• Issue and execute Buy-Ins on failed to receive trades to comply with regulatory requirements.
• Support/Prepare notifications and reporting related to securities transactions to internal stakeholders.
• Investigate and address issues related to settlement of security transaction activities.
• Execute manual transactions into book of recor...