Job Description

The Securities & Derivatives Sr Supervisor is an intermediate management level position responsible for providing full leadership and direction to a team of employees in an effort to process orders and transactions originating from trading desks and branch offices in coordination with the Operations – Transaction Services team. The overall objective of this role is to ensure the seamless delivery of securities and derivatives transactions.

Responsibilities

  • Resolve settlement issues and serve as a subject‑matter expert to interpret policies, guidelines or processes; escalating complex issues as needed.
  • Analyze data using data analysis tools and methodologies to make process improvement recommendations to senior management.
  • Utilize understanding of securities and derivatives settlement activities to interpret data, prepare reports, and present findings to management.
  • Identify policy gaps and formulate policies to aid streamlining of r...

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