Job Description
CREDPE is building a SEBI-compliant, Fintech Platforms and is looking to hire an Advisory Operations & Governance (SEBI RIA) or those who have RIA also to lead regulatory compliance and advisory governance as mandated under the SEBI (Investment Advisers) Regulations, 2013 .
This is a critical leadership role , ideal for someone who has hands-on experience in SEBI-regulated environments and understands how compliant advisory businesses are built and scaled.
Key Responsibilities
Act as the designated Principal Officer under SEBI RIA regulations
Own end-to-end SEBI compliance, audits, filings, and regulatory interactions
Be the primary point of contact with SEBI and compliance auditors
Ensure strict adherence to fee-only advisory and fiduciary standards
Oversee client onboarding, risk profiling, suitability, disclosures, and agreements
Set up and monitor compliance policies, SOPs, and internal controls
Handle investor grievance redressal and regula...
This is a critical leadership role , ideal for someone who has hands-on experience in SEBI-regulated environments and understands how compliant advisory businesses are built and scaled.
Key Responsibilities
Act as the designated Principal Officer under SEBI RIA regulations
Own end-to-end SEBI compliance, audits, filings, and regulatory interactions
Be the primary point of contact with SEBI and compliance auditors
Ensure strict adherence to fee-only advisory and fiduciary standards
Oversee client onboarding, risk profiling, suitability, disclosures, and agreements
Set up and monitor compliance policies, SOPs, and internal controls
Handle investor grievance redressal and regula...
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