Job Description
Position Description:
Position Summary
The Compliance Trade Reporting (CTR) team is responsible for developing and maintaining multiple regulatory and supervisory reports submitted daily to U.S. regulatory authorities and internal compliance stakeholders. These reports must comply with strict regulatory deadlines set by FINRA, in accordance with SEC rules.
The successful candidate will join the Equity Derivatives / Compliance Trade Reporting application support team, responsible for technical support, QA testing, analysis, and presentation of findings to stakeholders.
Your future duties and responsibilities:
Key Responsibilities
- Provide application support to users of regulatory reporting and trading systems
- Monitor application processes and supporting infrastructure
- Manage incident and request resolution, including tracking and documentation
- Perform business and data analysis to support use...
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