Assistant Manager, Compliance

Responsibilities

• To develop, establish and/or maintain an effective and broad-based compliance assurance program designed to establish compliance standards and to monitor, detect and prevent compliance deficiencies including recommending corrective actions when necessary to fully meet compliance requirements.
• To conduct gap analysis and monitor the implementation of new requirements until closure
• To be involved in control designing to ensure controls put in place are adequate and effective.
• To manage BNM/PIAM’s queries and requests which includes compilation and coordination work.
• To coordinate quarterly compliance risk assessments and risk register updates.
• To manage and monitor requirements imposed by BNM on ad-hoc basis.

Training, Ethics and Market Conduct

• To assist in maintaining an effective compliance communication program for the organization, including promoting (a) use of th...