Associate Analyst Compliance Testing

Role: Associate Analyst - Compliance Testing

Location: Abu Dhabi

Key Accountabilities

Policies and Procedures

Support in maintenance and update of Regulatory Affairs and Ethical Conduct related policies, procedures and processes.

Regulatory Affairs

• Support the Head of Regulatory Affairs for the preparation of regulatory inspections and onsite visits.
• Support in tracking queries/issues received from regulators to ensure appropriate and timely allocation to respective Business Units.
• Support in the tracking of Regulatory Gap assessment with the impacted Control/Business Units within the agreed timelines and record any action/issue within the GRC tool.

Reporting

Support in the preparation of MIS reports for internal regulatory affairs unit reporting and any relevant committee/ad-hoc requests.

Adequate Record Keeping

Ensure all the RAU records (R...