Associate Analyst - Compliance Testing

Location: Abu Dhabi

• Policies and Procedures: Support in maintenance and update of Regulatory Affairs and Ethical Conduct related policies, procedures, and processes.
• Regulatory Affairs:
  • Support the Head of Regulatory Affairs for the preparation of regulatory inspections and onsite visits.
  • Support in tracking queries/issues received from regulators to ensure appropriate and timely allocation to respective Business Units.
  • Support in the tracking of Regulatory Gap assessment with the impacted Control/Business Units within the agreed timelines and record any action/issue within the GRC tool.
• Reporting: Support in the preparation of MIS reports for internal regulatory affairs unit reporting and any relevant committee/adoc requests.
• Adequate Record Keeping: Ensure all the RAU re...