Associate Analyst - Compliance Testing

Role : Associate Analyst - Compliance Testing
Location : Abu Dhabi

 
Key Accountabilities of the role
Policies and Procedures:
• Support in maintenance and update of Regulatory Affairs and Ethical Conduct related policies, procedures, and processes.

Regulatory Affairs:
Support the Head of Regulatory Affairs for the preparation of regulatory inspections and onsite visits.
• Support in tracking queries/issues received from regulators to ensure appropriate and timely allocation to respective Business Units.
• Support in the tracking of Regulatory Gap assessment with the impacted Control/Business Units within the agreed timelines and record any action/issue within the GRC tool.

Reporting:
• Support in the preparation of MIS reports for internal regulatory affairs unit reporting and any relevant committee/ad-hoc requests.

Adequate Record Keeping:
• Ensure all the RAU...