Job Description
Location: Mumbai
Experience: 4–8 years (preferably in NBFC/BFSI sector)
Industry: Financial Services / NBFC / BFSI / Fin Tech
About the Role
We are looking for a qualified and detail-oriented Compliance Manager (RBI ) to join our team. This role is crucial in ensuring that we meet all regulatory requirements under RBI Scale-Based Regulation (SBR) for NBFCs, while also supporting corporate secretarial functions.
This position is ideal for professionals with hands-on experience in NBFC compliance, RBI communication, and governance frameworks, who are excited to work at the intersection of regulatory compliance and corporate governance.
Key Responsibilities
RBI Regulatory Compliance – Core Focus Area
- Ensure end-to-end compliance with RBI norms applicable to NBFC-ND-SI-ML, including Scale-Based Regulations, KYC Directions, and Outsourcing Guidelines.
- Timely submission of regulatory filings and reports via RBI portals – CIMS, Daksh, FIU-IND, and others.
- Monitor and analyze RBI circulars, prepare implementation notes, and ensure organization-wide compliance.
- Draft, implement, and periodically review internal policies in line with RBI directives.
- Manage correspondence and respond to RBI communications, inspections, audits, and scrutiny.
- Maintain and update the Regulatory Compliance Calendar, tracking and ensuring timely completion of tasks.
- Provide compliance input to business teams on related party transactions, group exposure, outsourcing, borrowings, and guarantees.
Corporate Secretarial & Governance Support – Secondary Responsibility
Qualifications
- CS Certification Mandatory
Experience: 4–8 years (preferably in NBFC/BFSI sector)
Industry: Financial Services / NBFC / BFSI / Fin Tech
About the Role
We are looking for a qualified and detail-oriented Compliance Manager (RBI ) to join our team. This role is crucial in ensuring that we meet all regulatory requirements under RBI Scale-Based Regulation (SBR) for NBFCs, while also supporting corporate secretarial functions.
This position is ideal for professionals with hands-on experience in NBFC compliance, RBI communication, and governance frameworks, who are excited to work at the intersection of regulatory compliance and corporate governance.
Key Responsibilities
RBI Regulatory Compliance – Core Focus Area
- Ensure end-to-end compliance with RBI norms applicable to NBFC-ND-SI-ML, including Scale-Based Regulations, KYC Directions, and Outsourcing Guidelines.
- Timely submission of regulatory filings and reports via RBI portals – CIMS, Daksh, FIU-IND, and others.
- Monitor and analyze RBI circulars, prepare implementation notes, and ensure organization-wide compliance.
- Draft, implement, and periodically review internal policies in line with RBI directives.
- Manage correspondence and respond to RBI communications, inspections, audits, and scrutiny.
- Maintain and update the Regulatory Compliance Calendar, tracking and ensuring timely completion of tasks.
- Provide compliance input to business teams on related party transactions, group exposure, outsourcing, borrowings, and guarantees.
Corporate Secretarial & Governance Support – Secondary Responsibility
Qualifications
- CS Certification Mandatory
Apply for this Position
Ready to join ? Click the button below to submit your application.
Submit Application