Branch Supervision Specialist – Bpic

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Department Overview:

Supervision, Support and Governance (SS&G) is responsible for managing the overall risk and governance for BMO Private Wealth. The National Branch Supervision team, which is part of the broader SS&G team, provides Tier 1/first line regulatory oversight for BPIC and BMO Nesbitt Burns activities. Supervision of the sales activity of these lines of business is a regulatory requirement.

Job description:

Working with the Director, Branch Supervision, other immediate team members and internal partners, the successful candidate has primary accountability to supervise electronic communication and social media activity by BPIC Investment Counsellors (“ICs”) and BMO Nesbitt Burns Investment Advisors (“IAs”). This individual will also contribute to the ongoing management of the Branch Supervision program, as w...