Capital Markets Auditor - Front Office to Back Office & Control Functions

Capital Markets Auditor – Front Office to Back Office & Control Functions

Location: Montreal, Quebec, Canada

• Salary: CA$120,000.00-CA$140,000.00

Job posted 1 day ago. Applicant pool limited to the first 25 candidates.

Responsibilities

• Participate in periodic continuous‑monitoring meetings and annual risk assessments; plan the audit in coordination with the team.
• Analyze processes, procedures, risks and evaluate internal controls.
• Prepare clear and concise work papers and draft audit findings to bring concerns to management’s attention.
• Assist in preparing the final audit report.
• Track and follow up on open audit and regulatory issues.
• Work on special projects and initiatives as needed.
• Stay abreast of industry trends that may impact the areas and risks under your responsibility.

Qualifications

• 3–5 years of relevant experienc...