Job Description

A growing Wealth Management business is looking to hire a Compliance Associate to join their Compliance function based in Kent. This is an excellent opportunity to join a collaborative team where you’ll gain broad exposure across core 2nd Line activities including thematic reviews, financial promotions, financial crime, policy development and regulatory reporting. The role offers variety, autonomy and the chance to contribute directly to the firm’s strong client-outcome-focused culture.

Job Requirements:

  • Minimum 2 years’ experience working within a Compliance function, ideally in Wealth Management or Financial Planning.
  • Experience conducting Thematic or Client Outcome Reviews.
  • Strong knowledge of FCA regulations including Consumer Duty.
  • Ability to interpret regulation and translate it into clear, practical guidance for stakeholders.
  • Strong investigative skills with excellent attention to detail.
  • Confident communicator with ...

    • Apply for this Position

    Ready to join CLARC Recruitment? Click the button below to submit your application.

    Submit Application