Job Description
Compliance AssociateGeneral trading surveillance reviews, including focus on potential market manipulation and insider trading. Monitoring daily surveillance reports using exception reports and other tools Review Trade alerts and escalate findings as needed Undertaking special compliance related projects as assigned Maintaining accurate, organized compliance books and records 5+ years of experience. Prior surveillance or related experience at regulatory authority, bank/broker or buy-side firm is ideal. Specific experience in equity or futures market is preferred Bachelor’s degree in Finance, Economics or similar is preferred. Series 7 or 3 is a plus. Strong communication and analytical skills. Creative problem-solving abilities. Ability to manage multiple tasks simultaneously. Strong attention to detail with a solid...
Job Description
Qualifications/Skills Required
Apply for this Position
Ready to join Millennium Management? Click the button below to submit your application.
Submit Application