Job Description

The Opportunity

Join the Emerging Technology and Communications Compliance Team, part of Compliance and Ethics, supporting MassMutual’s Broker Dealers and Investment Advisory businesses.You’llcollaborate with home office and field supervisory staff, providing compliance oversight for MML Investors Services LLC (MMLIS), MMLIS’ Investment Advisor (CRIA), MML Strategic Distributors LLC (MSD), and MML Distributors LLC (MMLD).

The Team

TheE-Comm and Wealth Management Data Infrastructure Teamiscomprisedof Compliance Consultants with 15+years’ experience working with broker dealers. The team has extensive business acumen,collaboration,andcommunicationsskills. These skills are needed to interact with executive and strategic leadership of thefourMassMutual broker dealers. 

The Impact

As a Compliance Consultant, your responsibilities will include but not be limited to the following:

  • Serve as a Compliance business partner for...

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