Job Description
Ensured compliance with regulations set by SEBI and relevant exchanges.
Managed submissions of daily, weekly, monthly, quarterly, annual, and event-based compliance reports.
Communicated and implemented circulars from stock exchanges and regulatory authorities, ensuring timely execution.
Updated Board and management on changes in SEBI regulations and implemented new compliance provisions.
Collaborated with all departments on a daily basis to align compliance activities with internal policies.
Assisted and coordinated with internal auditors to facilitate evaluations and ensure regulatory compliance.
Maintained accurate records of compliance activities for audits and regulatory correspondence.
Managed submissions of daily, weekly, monthly, quarterly, annual, and event-based compliance reports.
Communicated and implemented circulars from stock exchanges and regulatory authorities, ensuring timely execution.
Updated Board and management on changes in SEBI regulations and implemented new compliance provisions.
Collaborated with all departments on a daily basis to align compliance activities with internal policies.
Assisted and coordinated with internal auditors to facilitate evaluations and ensure regulatory compliance.
Maintained accurate records of compliance activities for audits and regulatory correspondence.
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