Compliance Manager

About the Job

The Compliance Manager will be responsible for ensuring end-to-end regulatory, legal, and secretarial compliance for the organization. The role involves advising business teams on compliance matters, managing statutory filings, strengthening internal controls, and ensuring adherence to SEBI and other applicable regulations. This position is critical in safeguarding the organization from regulatory, legal, and operational risks.

Roles & Responsibilities

• Ensure compliance with all applicable laws, regulations, and regulatory guidelines relevant to financial services.
• Act as a key advisor to management and business teams on legal and compliance matters.
• Handle company secretarial responsibilities including board processes, resolutions, and statutory records.
• Manage regulatory filings, disclosures, and reporting to statutory authorities.
• Oversee compliance audits, inspections, and regulatory re...