Compliance Manager

• Ensure successful completion of assigned investigation cases, from start to finish, inclusive of preplanning and wrap up activities;
• Ensure the fulfilment of the Fit & Proper criteria for New Applicants and existing Distribution Representatives’
• Ensure Distribution Representatives are in compliance with the Company’s guidelines, circulars, notices and/or directives as well as laws including but not limited to regulations, guidelines or notices etc. issued by the Monetary Authority of Singapore or the Life Insurance Association of Singapore;
• Apply risk and control concepts to scenarios encountered in assessments and/or investigations and identifies any potential issues; and
• Report identified issues to Supervisor to ensure any potential concerns are addressed timely and effectively, and the appropriate enforcement actions are meted out to Distribution Representatives.

You Will Assist The Following

• Ensure ...