Compliance Officer

Role Title: Compliance Officer

Reports to: Corporate Compliance & Risk Director

Location: Canada

Business unit: Compliance and Risk

Role Purpose

Responsibility & Accountability for supporting the Compliance and Risk Manager with analytical and reporting activity in the relevant country area including Corporate and partners sales areas.

Key Accountabilities

• Compliance and Risk analysis & support of all activity in the country area as relevant/required, including Corporate and partners sales areas, across processes relevant to the role, including: Regulatory analysis & reporting for the country relevant e.g. IUAR/SAR & Sanctions alerts/escalations & report filings, FIU/LEA engagement
• Analysis & support of Operational Compliance Control for onshore processes for their country e.g. Due Diligence (Corporate & Consumer), control checks, training, transaction monitorin...