Job Description
- Act as the Outsourced Compliance Officer & MLRO for clients regulated by the DFSA and FSRA and the central point of contact with the competent regulatory authorities in respect of all Compliance and AML/CTF related matters
- Improve/enhance existing policies and procedures
- Develop and Prepare Client Proposals and assist Directors and Partner- Head of Regulatory and Compliance Services in enlarging practice product offering
- Leading advisory projects on strategic matters linked to regulation with particular regard to DIFC/DFSA, ADGM/FSRA and Central Bank of the UAE and SCA to include regulatory liaison;
- Assist with Authorization applications, including drafting of policies and procedures
- Assist clients with developing adequate structures and control frameworks to ensure regulatory compliance, including designing & implementing compliance monitoring & risk programs
- Assist in advising clients on how to build/enhance an ethics, ...
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