Compliance Officer

Position: Compliance Officer

Department: Compliance

Location: Gurugram

Reporting to: EVP - Governance

Qualification & Experience: Post Graduation with 10 plus years of relevant work experience in Compliance Role & Qualified Company Secretary.

CTC Range: As per industry standards

Job Role:

- To ensure, monitor and comply with SEBI Regulations for Mutual Fund and Portfolio Management

Services.

- Drafting and Vetting of Scheme Information Document, Statement of Additional Information and other statutory documents including documents pertaining to PMS functions.

- Ensuring timely and correct Periodical Reporting to Regulatory Authority such SEBI, RBI, AMFI and

Board of AMC and Trustee Company.

- Assisting in Handling of Statutory Audit, SEBI Audit, Internal Audit, etc.

- Checking of SAST limits as per SEBI Regulations.

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