Compliance Officer

The Compliance Officer will assist the Chief Compliance Officer (CCO), Deputy Compliance Officer, Head of the Regulatory Compliance Department (RCD) and Supervisors of RCD Unit 2 and in carrying out compliance support and oversight functions. Lead and support the implementation of the Bank’s Compliance Program, which encompasses the identification, monitoring, and mitigation of compliance risks.

Responsibilities

I. Communications and Advisory

• Ensure that business and support units are informed of new or amended regulations and legislation by preparing and disseminating synopses and key takeaways.
• Issue timely reminders to business and support units regarding non-routine regulatory requirements or as necessary.
• Report compliance issues to the Institutional Compliance (RCD 2) Unit Head and/or the RCD Department Head.
• Prepare relevant compliance communications, reports, and documentation to support regulatory aw...