Job Description
Our client is a leading global proprietary trading firm looking for a Compliance Officer to join their Compliance function in Mumbai, with a primary focus on trade surveillance and market conduct. This role is ideal for an experienced compliance professional with exposure to electronic trading environments and global regulatory frameworks.
Key Responsibilities:
- Perform daily trade surveillance across multiple asset classes to identify potential market abuse, misconduct, or anomalous trading behaviour.
- Review, investigate, and escalate surveillance alerts, ensuring clear documentation and timely resolution.
- Support the design, calibration, and ongoing enhancement of trade surveillance scenarios and controls.
- Partner with trading, technology, and risk teams to understand trading strategies, products, and market structure.
- Monitor regulatory developments related to market abuse, trade reporting, and market integrity.
Requirements:
- 3 – 6 years of experie...
Key Responsibilities:
- Perform daily trade surveillance across multiple asset classes to identify potential market abuse, misconduct, or anomalous trading behaviour.
- Review, investigate, and escalate surveillance alerts, ensuring clear documentation and timely resolution.
- Support the design, calibration, and ongoing enhancement of trade surveillance scenarios and controls.
- Partner with trading, technology, and risk teams to understand trading strategies, products, and market structure.
- Monitor regulatory developments related to market abuse, trade reporting, and market integrity.
Requirements:
- 3 – 6 years of experie...
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