Compliance Officer

Job Description

Compliance Officer

Build the future with us

Are you eager to contribute to the purpose of a company that aims to help its clients feel confident and secure about their future? As a Compliance Officer you will play a key role in investigating and responding to client complaints, regulatory inquiries, and internal matters involving registrant conduct. This role serves as a key resource within the Compliance Department, providing leadership, expertise, and sound judgment across a wide range of regulatory, investigative, and operational responsibilities. The Compliance Officer ensures all activities are performed in accordance with applicable legislation, CIRO Rules, internal policies, and industry best practices while supporting effective risk management across the organization.

This position is a great opportunity to showcase your skills and fully realize your potential within a caring and trustworthy company. Here, people and t...