Director, Compliance

Position Responsibilities

The Compliance Director, Canada Retirement, plays a critical leadership role in supporting the compliance oversight of retirement products and services across Canada. This role is responsible for managing regulatory initiatives, issue management, strategic compliance projects, and second line of defense testing. The Director will work closely with internal stakeholders, regulators, and industry bodies to ensure compliance with applicable laws and regulations, while strengthening the compliance framework for the Canada Retirement business.

Management Support & Stakeholder Engagement

• Provide compliance support to AVP Compliance, CCO Canada Retirement.

• Participate in steering committees and collaborate with Legal, Risk, and Regulatory Affairs, as appropriate.

• Represent Compliance in industry forums such as FSRA Technical Committee and CLHIA.

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