Executive – Compliance & Anti Money Laundering

Key Responsibilities

• Conduct thorough AML, Sanctions, and KYC screening of customer and third parties via screening tool at periodic intervals.
• Review and verify the authenticity and validity of supporting documentation (client identification documents, corporate records etc.) and assess risk profiles to ensure compliance with relevant policies and regulations.
• Analyse client and third-party screening reports to validate identified matches. Obtain and review bank statements and share certificates from clients to confirm their source of funds.
• Request and assess KYC questionnaires from clients and third parties, via the relevant departments.
• Conduct enhanced due diligence (if required) based on risk profile of the customer/ third party.
• Disposition screening matches after satisfactory completion of due diligence/ enhanced due diligence while ensuring all positive matches are escalated internally.
• Collaborate and coord...