Hiring Trade Surveillance- Investment Compliance

Job location- Bengaluru/Pune

Job Purpose:

• Trade Surveillance team is responsible for assisting the client to validating the exceptions generated in the system

• The incumbent will primarily be responsible for checking the alerts/exceptions generated based on the existing modules developed by the client.

• The incumbent will also be responsible for performing daily review of all exceptions and closing it out with an appropriate rationale and escalate to the client if there any true exceptions.

• Associate / Senior Associate/ Delivery Lead of the Trade Surveillance team will be an expert in the process and should be able to perform the task with minimal support of senior team members

• The incumbent should be able to handle queries of the junior team members and share best practices with them and help them come up the learning curve faster.

• Professionals in this role will:

• Be required to have strong understandi...