Internal Control - COE

Internal Control - COE
Key Responsibilities:
Compliance - Running Quarterly/Monthly control self assessment and Reporting on non conformance on financial processes
Report control deficiencies, risk events, and policy deviations to relevant stakeholders, escalating issues based on below IC-COE reports on Monthly basis.
Status of CCM - Monthly Controls
Status/closure of quarterly CSA Controls
Comments analysis and redressal
Preparation of CSA & CCM Dashboards
Internal Audit /Statutory Audit observations review and closure of open points
Review of Executive summary of the completed audits.
Mapping of internal audit point with concerned department and owner.
Mapping of owner name with IC-COE Control register.
Discussion with the control owners to understand reasons of control failure and corrective actions.
Supporting documents for Internal Audit as and when required related to GRC.
ERM - Refresh of Risk register & Business continuity plan
Risk ...