Job Description
The Company
A leading global financial services firm with a strong presence across Asia-Pacific, offering a wide range of investment banking, brokerage, and asset management solutions. The Singapore branch currently focuses on institutional brokerage and is preparing to launch a digital retail brokerage platform, backed by a mandate from HQ to expand regional operations significantly. With offices across APAC, including Hong Kong, India, Vietnam, and Indonesia, the firm is committed to innovation, growth, and client-centric solutions.
Responsibilities
Conduct KYC reviews and risk profiling for onboarding institutional and corporate customers/counterparties.
Perform event-triggered and periodic reviews to ensure compliance with regulatory requirements and internal policies.
Monitor KYC review progress, ensuring accurate tracking and timely completion.
Conduct watchlist and negative news screening and manage dispositioning tasks.
Assist in policy and procedure update...
A leading global financial services firm with a strong presence across Asia-Pacific, offering a wide range of investment banking, brokerage, and asset management solutions. The Singapore branch currently focuses on institutional brokerage and is preparing to launch a digital retail brokerage platform, backed by a mandate from HQ to expand regional operations significantly. With offices across APAC, including Hong Kong, India, Vietnam, and Indonesia, the firm is committed to innovation, growth, and client-centric solutions.
Responsibilities
Conduct KYC reviews and risk profiling for onboarding institutional and corporate customers/counterparties.
Perform event-triggered and periodic reviews to ensure compliance with regulatory requirements and internal policies.
Monitor KYC review progress, ensuring accurate tracking and timely completion.
Conduct watchlist and negative news screening and manage dispositioning tasks.
Assist in policy and procedure update...
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