Manager, Business Compliance

Application Deadline:

Address:

Job Family Group:

General:

This role:

• Executes First Line compliance monitoring, reporting and control execution.
• Manages/supports large/complex compliance programs/frameworks /projects/initiatives to ensure compliance risks are appropriately identified, risk assessed, mitigated and regulations adhered to.
• Supports the implementation of final laws, rules, and regulatory guidance within GAM Canada.
• Supports business change by assessing the impact to regulatory compliance and associated monitoring.

Key Accountabilities:

Mandate Compliance:

• Execute the Mandate Compliance function including automated pre and post trade alert/warning monitoring using the Charles River Order Management System.
• Coding mandate compliance rules associated with new and/or updated f...