Manager Compliance (Mutual Funds)

Job Summary

You will be responsible for ensuring end-to-end compliance with SEBI (Mutual Funds) Regulations, managing audits and regulatory reporting, overseeing AML and insider trading compliance, supporting product documentation and new fund launches, and implementing regulatory circulars. The role requires close coordination with internal teams, trustees, auditors, and regulators.

Key Responsibilities

• Manage internal audits, statutory audits, and SEBI inspections;
  coordinate with auditors and ensure timely closure of audit observations.
• Ensure accurate and timely reporting and filings with SEBI, AMFI, RBI (where applicable), and Trustees.
• Oversee AML / KYC compliance in line with SEBI and PMLA requirements, including monitoring and regulatory reporting.
• Monitor and ensure compliance with Insider Trading regulations and Code of Conduct for designated persons.
• Maintain and u...