Marsh & McLennan - Legal Compliance Officer

Name Legal and Compliance Officer-AIF.<br/><br/>Location Gift City, Gandhinagar.<br/><br/>Experience Range 4-8 yrs.<br/><br/><b>Mandatory Requirement:</b><br/><br/>- Ensure end-to-end compliance with IFSC regulations, corporate laws, and other regulatory frameworks.<br/><br/><b>Job Roles and Responsibilities:</b><br/><br/>- Ensure full compliance with all regulatory requirements under SEBI and/or IFSCA jurisdictions.<br/><br/>- Supervise investor onboarding, KYC/AML checks, due diligence of portfolio companies, and reporting.<br/><br/>- Monitor, interpret, and implement regulatory changes in internal policies and procedures.<br/><br/>- Coordinate with trustees, auditors, valuers, fund administrators, and other stakeholders.<br/><br/>- Track and maintain compliance with SEBI AIF / IFSCA FME regulations, PMLA / AML-CFT rules, cybersecurity, and data protection norms.<br/><br/>- Maintain and update compliance manuals, policies, checklists, and calendars for all entities.<br/><br/>- Escalate material compliance risks or breaches to senior management and support remediation.<br/><br/>- Oversee KYC/CDD for investors and portfolio companies, conduct PEP/sanctions screening, and file STRs/CTRs with FIU-IND as required.<br/><br/>- Prepare and file regulatory reports.<br/><br/>- Coordinate and support regulatory audits, inspections, and investor reporting, ensuring timely and accurate submissions.<br/><br/><b>Qualification and Experience:</b><br/><br/>- Bachelors degree in Law, Finance, Commerce, or a related discipline.<br/><br/>- Professional credentials desirable (CA / CS / CFA / MBA / relevant certification).<br/><br/>- Prior experience (typically 3 years) in compliance / regulatory roles in funds, asset management, private equity, banking or financial services.<br/><br/>- Familiarity with SEBI AIF regulations, IFSCA FME regulations, PMLA / AML-CFT rules, beneficial-ownership norms, sanctions / PEP screening, cyber-resilience requirements.<br/><br/>- Strong analytical and documentation skills; ability to interpret and operationalize legal/regulatory requirements.<br/><br/>- Effective verbal and written communication skills; ability to present and liaise with senior management and external stakeholders.<br/><br/>- High level of integrity, confidentiality, and ethical standards.<br/><br/>- Experience in investor onboarding, due diligence, background verification.<br/><br/>- Knowledge of international AML / sanctions frameworks.<br/></p><br/></p> (ref:iimjobs.com)