Operations Associate-Document Control

The Operations Associate-Document Control is responsible for assisting branches in reviewing various documents of all account types across the firm. This position requires the ability to understand processes and procedures regarding these account structures and document requirements with a high level of detail. This position will also require collaboration among team members, branch office personnel, and other areas at the firm to provide high-level customer service.

• Works within established firm guidelines regarding reviewing and approving documents for various account types.


• Identifies account types and account structures to know what documentation is needed.


• Identifies potential problems or issues and escalates to department leadership if necessary.


• Works with Branch Support and New Recruits to review account documentation needed to open and/or update accounts.


• Opens accoun...