Operations executive ( Compliance - Finance )

Associate-Finance

Experience: 1+ years

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location : Sector 11, CBD Belapur, Navi Mumbai, Maharashtra 400614

6 days work

Interview mode : F2F in Office

Job Description

We are looking to hire motivated and detail-driven professionals who are interested in or have experience working in the compliance and regulatory advisory space for SEBI-regulated entities. As a Compliance Associate, you will work closely with a diverse set of clients and assist them in managing their day-to-day compliance responsibilities, regulatory filings, audits, and governance matters.

• Provide compliance support to clients in AIF, PMS, IA, and RA categories in line with SEBI regulations.
• Assist in the registration and onboarding process of new SEBI-registered entities.
• Prepare and review ...