Portfolio Manager

Eligibility norms to register as a Portfolio Manager with SEBI:

• The applicant is a body corporate
• The applicant should have the necessary infrastructure, like office space, equipment and manpower
• The applicant shall appoint a compliance officer
• The principal officer of the applicant has:
• A professional qualification in law, finance, accountancy, business management or has done CFA.
• He has an experience of at least five years in related activities in the securities market, including in pm, stock broker, investment adviser, research analyst or as fund manager.

Provided that at least 2 years of relevant experience is in portfolio management or investment advisory services or in the areas related to fund management.

• Has obtained NISM XXI-B.

• Apart from PO and CO, the applicant has in its employment atleast one person who is a graduate and has at least two years o...