Job Description

The role

As an ASIC 4 Regulatory Assessment Analyst, you will apply regulatory judgement to assess and escalate complex misconduct matters, leading high quality analysis that strengthens ASIC's regulatory response. You will also:

  • Review and assess complex misconduct, breach and statutory reports, applying strong regulatory judgement to identify risks and appropriate responses.

  • Use your technical knowledge of legislative and regulatory frameworks to identify and escalate significant or high‑risk issues.

  • Draft complex assessments with well‑reasoned recommendations and decisions.

  • Lead or assist in complex inquiries, coordinating information gathering, engaging external parties, and exercising ASIC's compulsory powers where required.

  • Conduct complex legal and regulatory research, synthesising insights into high‑quality recommendations under the Corporations Act, ASIC Act and related legislation.
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