Regulatory Obligation Reporting Group - Associate

 RESPONSBILITIES

• Develop an understanding of firm s regulatory reporting requirements including Capital Planning processes and controls supporting the reporting process and systems
• Conduct independent reviews of the various regulatory reports filed by the Firm including verification of the regulatory instructions, data accuracy/ aggregation and reporting compliance
• Assess design adequacy and operating effectiveness of controls
• Raise action items and independently validate remediation plans
• Provide effective challenge of stakeholder process(es) and outcomes
• Liaise across relevant business, technology to prioritize risks, challenge decisions, assumptions and drive appropriate risk response
• Develop and maintain effective and constructive stakeholder relationships

PREFERRED QUALICIATION

• Attention to detail and possesses strong excel, analytical & organizational skills
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