Job Description

  • Ensured compliance with regulations set by SEBI and relevant exchanges.
  • Managed submissions of daily, weekly, monthly, quarterly, annual, and event-based compliance reports.
  • Communicated and implemented circulars from stock exchanges and regulatory authorities, ensuring timely execution.
  • Updated Board and management on changes in SEBI regulations and implemented new compliance provisions.
  • Collaborated with all departments on a daily basis to align compliance activities with internal policies.
  • Assisted and coordinated with internal auditors to facilitate evaluations and ensure regulatory compliance.
  • Maintained accurate records of compliance activities for audits and regulatory correspondence.

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