Senior Advisor Compliance

A career as a Senior Advisor within the Compliance team at National Bank Financial means contributing to maintaining an adequate oversight framework for wealth management. Joining our team allows you to grow in a dynamic and constantly evolving environment. This role enables you to have a positive impact on our organization through your ability to identify inherent risks and associated mitigating factors within the industry.

Your role

• Detect high-risk situations, conduct various analyses, promptly alert regional directors and compliance supervisors, and ensure the necessary corrective actions are implemented in their region.
• Act as a key resource for surveillance matters, particularly for compliance supervisors, regional directors, and other partners.
• Maintain an adequate monitoring program while helping evolve our practices to address current and future risks.
• Ensure the protection of investors, investment advisors, and reg...