Job Description
We are supporting a growing wealth management firm as they add a Senior Compliance Analyst to their team. This role works closely with the Chief Compliance Officer and plays a hands-on role in maintaining and enhancing the firm’s compliance framework across portfolio management and investment fund management activities.
This is an excellent opportunity for someone who enjoys detail, structure, and collaboration, and who wants exposure to a broad range of regulatory, AML, and governance responsibilities within a high-quality investment environment.
Key Responsibilities
Compliance Program Support
- Support the Chief Compliance Officer in administering and continuously enhancing the firm’s compliance program across Portfolio Manager and Investment Fund Manager activities
- Assist with the implementation, maintenance, and testing of compliance policies, procedures, and internal controls
Client Onboarding & Ongoing Monitoring
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