Job Description

Senior Executive, Compliance (Phillip Trustee)

Role Overview:


The executive will assist in managing and executing the compliance programs, provide regulatory advisory/guidance in respect of the Trust business.


Responsibilities: 

  • Conduct compliance reviews and monitoring/surveillance across the Trust company’s business activities;

  • Responsible for on-boarding matters such as source of wealth and source of funds review and the subsequent periodic reviews and ongoing transaction monitoring;

  • Develop risk-based compliance programs to facilitate the execution of compliance reviews and monitoring;

  • Advise the business units in meeting regulatory requirements through implementing appropriate compliance risk policies, assisting with the creation, revision and implementation of risk and compliance management initiatives/policies, and enhancing and improving internal processes and procedures;
    • <...

    Apply for this Position

    Ready to join Phillip Securities? Click the button below to submit your application.

    Submit Application