Senior Stock Broking Auditor

Industry – BFSI (prior experience of capital market is mandatory)

Base Location: Mumbai

Position: Lead – Stock Broking Audits

Experience: 3-10 years in Internal and Retail and Institutional Broking Audits including half yearly SEBI audits for NSE/BSE/MCX/. Experience of review Margin Trading and Proprietary Trading would be an advantage.

Educational Qualification: Graduate / CA / MBA / Others

Reporting to: Sr. Manager/ Associate Director

Overall purpose of the job: Independently handling audits execution work as part of a team for Broking Entities covering a detailed end to end review of processes as envisaged in the SEBI half yearly audit checklists.

Responsibilities

· Good understanding of capital markets, trading, clearing and settleme...