Job Description

  • Only candidates with 7+ years of experience to apply
  • Candidates must have experience from PE/VC/Financial Services/AIF

    • About Our Client

    This opportunity is with a well-established organisation operating in the financial services industry, specifically within the investment and asset management sector. The company is a mid-sized player known for its focus on compliance and governance, offering a structured and professional working environment.

    Job Description

  • Ensure compliance with applicable laws, regulations, and internal policies across the investment/asset management operations.
  • Provide guidance on corporate governance practices and regulatory frameworks.
  • Draft, review, and maintain compliance-related policies and procedures.
  • Oversee regulatory filings and maintain statutory records in line with requirements.
  • Liaise with regulatory authorities and respond to their queries promptly.
  • Monitor and report on compliance risks and recommend corrective measures.
  • Conduct compliance training sessions for internal stakeholders.
  • Support the legal department in handling compliance-related matters and audits.

    • The Successful Applicant

    A successful SM/AVP CS Compliance should have:

  • A professional qualification in Company Secretaryship (CS) or a related field with 7+ years
  • Strong knowledge of compliance frameworks within the financial services industry.
  • Experience working in the investment/asset management sector is preferred.
  • Excellent understanding of corporate governance and regulatory requirements.
  • Strong analytically and problem-solving skills.
  • Ability to collaborate effectively with internal and external stakeholders.

    • Apply for this Position

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