Job Description
In this role, you will oversee compliance inspections and support the development, implementation, and maintenance of compliance processes as well as compliance monitoring functions.
You will serve as a trusted advisor to the business and provides guidance and oversight of regulated activities.
The ideal candidate must demonstrate and have a strong understanding of Regulation E, Regulation CC, NACHA rules, FINRA oversight and may hold and active CRCM.
If you thrive in a fast-paced, precision-driven environment and are passionate about protecting investors while enabling innovation, we invite you to shape our compliance strategy and elevate our client experience.
Responsibilities
Conducts routine and targeted compliance monitoring and testing across financial services operations, with a focus on cash products and money movement. Applies knowledge of relevant regulations (e.g., Regulation E, Regulation CC, NACHA) to assess control effectiveness and id...
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