Suitability Principal

The Opportunity

As a Business Acceptance Consultant you will conduct back-office review and firm-acceptance of Inforce business submissions related to Brokerage, Direct and Third-Party Advisory accounts. Additionally, it is expected that you will assist when needed with Brokerage/Advisory Transfer of Assets and Money Movement items for Business Acceptance, Suitability and Best Interest requirements

The Team

The MML Investors Services (MMLIS) Inforce TOA/Check Deposit team resides within the Transfer of assets department. The main responsibility of this space is to review and process brokerage client check deposits in a timely manner with a detailed focus on regulatory requirements. We provide guidance and education to field reps on requirements and regulations regarding money movement and communicate frequently with National Financial Services. The team also works closely with the Cashiering, Transfer of Assets, Advisory, New Business and Trad...