Job Description

About this role:

Wells Fargo is seeking a Supervisory Control Associate Manager.

In this role, you will:
  • Supervise registered individuals, supervisory principals and reviewers in day to day operations
  • Monitor progress to ensure timely completion, quality and compliance in all regulatory and firm policies
  • Implement opportunities for department, firm or risk initiatives in regulatory and firm policies and day to day functionality operations
  • Make day to day compliance and supervisory decisions, resolve issues related to ensuring firm and regulatory requirements are met
  • Implement and monitor policies and procedures under direction of Supervisory Control
  • Collaborate and consult with market managers, regional and branch staff and potential interaction with support departments
  • Manage allocation of people and financial resources for Supervisory Control
  • Mentor and guide talent developm...

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