Job Description

Responsibilities: The Surveillance Officer will be responsible for:
  • Undertaking daily post-trade surveillance monitoring on a timely basis to identify activity which may indicate possible market abuse or market integrity issues.

  • Escalating issues to business partners, including follow up communication with senior stakeholders.

  • Assisting the regional and global compliance team in the strategic enhancements of the firm's surveillance platform

  • Reviewing and drafting internal procedures, policies and guidance where required.

  • Conducting other ad-hoc project work as required by the regional or global compliance team.

    • Qualifications:

  • At least 3 to 5 years of experience in a trade surveillance role at a financial institution (e.g. investment bank, broker, trading venue/exchange, proprietary trading firm or regulator).

  • Preferred Working knowledge of coding languages such as SQL and Python and Nasdaq Trade Surveillance (SMARTS) tool.

  • Working knowledge of the Experience of designing, testing and calibrating surveillance models and parameters.

  • Good knowledge of Market Conduct/Market Abuse rules and regulatory frameworks.

  • Proven analytical skills, including the analysis of large amounts of order and trade data whilst maintaining attention to detail.

  • Strong Microsoft Excel/Google Sheet knowledge and skills.

    • BenefitsTower’s headquarters are in the historic Equitable Building, right in the heart of NYC’s Financial District and our impact is global, with over a dozen offices around the world. 


    At Tower, we believe work should be both challenging and enjoyable. That is why we foster a culture where smart, driven people thrive – without the egos. Our open concept workplace, casual dress code, and well-stocked kitchens reflect the value we place on a friendly, collaborative environment where everyone is respected, and great ideas win.


    Our benefits include:

  • Generous paid time off policies

  • Savings plans and other financial wellness tools available in each region

  • Hybrid working opportunities

  • Free breakfast, lunch, and snacks daily 

  • In-office wellness experiences and reimbursement for select wellness expenses (e.g., gym, personal training and more) 

  • Company-sponsored sports teams and fitness events (JPM Corporate Challenge, Cycle for Survival, Wall Street Rides FAR and more)

  • Volunteer opportunities and charitable giving 

  • Social events, happy hours, treats, and celebrations throughout the year

  • Workshops and continuous learning opportunities


    • At Tower, you’ll find a collaborative and welcoming culture, a diverse team and a workplace that values both performance and enjoyment. No unnecessary hierarchy. No ego. Just great people doing great work – together.

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