VP, Trade Floor Supervision

VP, Trade Floor Supervision

On behalf of our client in the Banking Sector, PROCOM is looking for a VP, Trade Floor Supervision.

VP, Trade Floor Supervision – Job Description

The Vice President, Trade Supervision will have responsibility for Capital Markets Trade Floor Supervision.

In this role, the Vice President will work closely with the LOB (Lines of Business), primarily supporting the FICC (Fixed Income, Currencies & Commodities) businesses, to assess, analyze, update regulatory matters and ensure appropriate controls are in place to mitigate risk and increase the potential for revenue.

VP, Trade Floor Supervision – Mandatory Skills

• Professional certifications are required and/or must be obtained-IIROC Supervisor Registration, PDO- Partners, Directors & Senior Officers Examination.
• 5+ years of business experience or experience in a Compliance or Regulatory function covering a major Broker-Dealer.
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